Series 7 Certification Prep|商業線上App不用買-HotApp4Game

Preparation study guide for the Financial Industry Regulatory Authority (FINRA) Series 7 Securities certification exams.

The Series 7 Guide & Prep app is a study guide that helps prepare you for a position as a broker-dealer representative and the General Securities Representative Exam, commonly referred to as the Series 7 Exam.

The FINRA exams cover a broad range of investments including stocks, bonds, options, limited partnerships, and investment company products (e.g., open- and closed-end funds). The Series 7 license is the most comprehensive of several securities licenses that permit an agent to communicate with retail investors.

Includes more than 900 multiple choice quiz questions and 900 flashcards. Includes glossary with common terms and definitions in eleven (11) learning modules for securities brokers.

Module 1: Securities Basics

Module 2: Customer Accounts

Module 3: Exchanges and Trading

Module 4: Corporate Securities

Module 5: U.S. Government Securities

Module 6: Municipal Securities

Module 7: Margin & Options

Module 8: Packaged Securities

Module 9: Taxation and Retirement Plans

Module 10: Regulations

Module 11: Economics & Analysis

Completion of the Series 7 exam provides an individual with the qualifications necessary in order to make different types of trades with all types of corporate securities, excluding commodities and futures.